NSS Reference

http://www.rgm.com/shortselling.html

RGM Communications Inc.
#307 - 475 Howe Street
Vancouver, BC, CanadaV6C 2B3
http://www.rgm.com/

Listed below are a large number of public information articles and reports detailing the brokerage houses, marketmakers and the conduct of the main "street" characters engaged in the illegal practice of "naked short selling", "death-spiral financing" and/or stock fraud. This page is a resource for anyone wishing to educate themselves regarding the depth and breath of these illegal activities. Please note that some of the articles may have been added out of time sequence because they were discovered weeks or months after publication. All the dates are, to the best of our knowledge, when they came into the public domain. If you find additional public information elsewhere on this subject, please forward the published information or hyperlink to rgodwin@rgm.com for review and posting.

Thank you.

For another excellence source of information regarding "naked short selling" please reference http://www.thesanitycheck.com/.

Notice to all Shareholders and Companies affected by Naked Short Selling and Illegal Trading Conduct. Add your voice and be part of the solution. Please sign the on-line Petition at http://www.investigatethesec.com and help to institute an independent investigation into the misconduct of the Securities and Exchange Commission (SEC).

In signing this petition, you are requesting that there be an independent investigation by the United States Congress or Senate into the conduct of the SEC regarding the manipulative, abusive and illegal trading practice known as "naked short selling". This petition also requests that they also investigate why this illegal trading practice has been allowed to exist by the SEC for over a decade without any significant enforcement.

As John Kenneth Galbraith stated in his book, The Great Crash 1929: "Regulatory bodies, like the people who comprise them, have a marked life cycle. In youth, they are vigorous, aggressive, evangelistic, and even intolerant. Later they mellow and in old age - after a matter of 10 or 15 years - they become, with some exceptions, either an arm of the industry they are regulating or senile."

Since at least the mid 1990’s, the SEC has been aware of naked short selling and has failed to adequately respond to investor and Company complaints alike. In recent years the Federal Bureau of Investigation, the Royal Canadian Mounted Police and the SEC have conducted numerous investigations into naked short selling and have followed these illegal stock sales through to money laundering and other illegal schemes. As a result of the lack of diligent enforcement of their own trading rules by the SEC, every private investor has had their financial integrity jeopardized. Whether its private ownership of common shares, ownership of a mutual fund or participation in a company pension plan, every investor is having money stolen from their pocket by these criminal schemes.

By their lack of enforcement and passive neglect, the SEC is therefore guilty of aiding and abetting criminal activities.

Since the SEC has failed to take adequate counter measures to stop illegal short selling and trading by members of the financial investment industry, we are demanding an independent examination by the United States Congress or Senate as to the reasons for their years of inaction.

Year 2006

Letter to SEC proposed "Amendments to Regulation SHO"By NCANS (The National Coalition Against Naked Shorting)September 5, 2006

Forbes.comNaked Justice?By Liz MoyerAugust 29, 2006

Letter to SEC proposed "Amendments to Regulation SHO"by Susanne Trimbath Ph.D.August 29, 2006

Bloomberg.comNaked Short Sellers Hurt Companies With Stock They Don't HaveBy Bob DummondAugust 4, 2006

Bloomberg NewsGo Short, Mildred - the Kids Are Taking OverBy Susan AntillaAugust 3, 2006
Reuters News ServiceEight Wall Street Stockbrokers Indicted for FraudBy Jeanne KingAugust 2, 2006

New StatesmanLondon, EnglandSell-Out - Why Hedge Funds will Destroy the WorldBy Janet BushJuly 31, 2006

The Globe & MailFairfax the Latest to Join Fight on Hedge FundsBy Sinclair Stewart and Paul WaldieCopy of the Fairfax Financial lawsuitJuly 28, 2006

Forbes.comHedge Fund HellBy Liz MoyerJuly 28, 2006

San Gabriel Valley TribuneLawsuits Accuse "Prime Brokers" of Securities FraudBy Wayne JettJuly 19, 2006

Forbes.comCovering Up Naked ShortsBy Harvey PittJuly 11, 2006

New York PostDismantle the SECBy Christopher ByronJuly 3, 2006

New York PostMorgan's Lawyers were "Handcuffed"By Paul TharpJune 29, 2006

St. Paul Pioneer PressDeutsche Bank Settles Fraud CaseBy Sheryl JeanJune 29, 2006

Forbes.comHedge HogsBy Liz MoyerJune 28, 2006

The GuardianInvestigator claims he was Fired for Hedge Fund InquiryBy Andrew Clark in New YorkJune 24, 2006

Letter from Gary J. Aguirre, LL.M to Chairman Christopher Cox, S.E.C., September 2, 2005and theSubcommittee on Securities and Investment May 30, 2006

The New York TimesS.E.C. is Reported to be Examining a Big Hedge FundBy Walt Bogdanich and Gretchen MorgensonJune 23, 2006

The Financial TimesPrime Brokers Selling Hedge Fund ExposureBy Gillian TettJune 22, 2006

Bloomberg.comRefco Bank Hid $1 Billion Loss From Hedge Funds, Arafat CasinoBy Vernon Silver and Otis BilodeauJune 22, 2006

Bloomberg NewsPrison Sentence for a Short-SellerJune 20, 2006

Pasadena Star-News“Phantom” stock shares lead to civil suitBy Wayne JettJune 16, 2006

MarketWatchNaked' Short Selling is Center of Looming Legal BattleBy Alistair BarrJune 14, 2006

The Lincoln Journal StarBrokers in an Uproar over Utah Law Cracking Down on "Naked Short Selling"By The Associated PressMay 28, 2006

The Salt Lake TribuneBill would Crack Down on illegal "Naked Short Selling"By Bob Mims May 24, 2006

United States Government Indictment for Milberg Weiss Bershad & SchulmanMay 19, 2006

Canada StockWatchSEC names Deephaven Capital in Shorting SuitMay 3, 2006

The Financial TimesBawag Admits Closer Links to RefcoApril 28, 2006

Canada StockWatchZi guy Lauer asks U.S. court to clarify contempt orderby Lee M. Webb April 26, 2006

The Philadelphia InquirerMasterminding a firm's demise?By Todd MasonApril 23, 2006

The Globe and MailThe Banker, his Buddy, a CEO and a Crippling Stock ScamBy Paul WaldieApril 21, 2006

Canada StockWatchIDA, BCSC and RS fine Union Securities $1.77-millionApril 18, 2006

Vodia Group LLCPrimer on Hedge Fund Legal ActionsBy Josh GalperApril 17, 2006

HedgeWorld.comSEC Issues Guidelines on Subpoenaing ReportersBy Christopher FailleApril 12, 2006

The Brussels JournalAustrian Bank Scandal: When Socialists Play With MoneyBy Chris GillibrandApril 4, 2006

Canada StockWatchSEC-aided Mob Bucket Shop Bust Surprises Brokerageby Lee M. Webb March 30, 2006

Canada StockWatchSEC Helps Nab Alleged New York pump and dump MobstersBy Lee M. WebbMarch 24, 2006

Canada StockWatchElgindy makes Final Leniency Pleaby Lee M. WebbMarch 22, 2006

Bloomberg.comRefco Probes Lead to $525 Million in Phantom Bonds, Hedge Fund March 15, 2006

Canada StockWatchSEC Shorting Target was Served by Canadian Brokerby Stockwatch Business ReporterMarch 14, 2006

New York PostCIA Money TrailBy Chris ByronMarch 13, 2006

Bloomberg MarketsCorporate Voting CharadeBy Bob DrummondApril 2006

New York PostSEC: Gone Fishin'By Chris ByronMarch 6, 2006

Canada StockWatchElgindy Slammed by U.S. AttorneyBy Lee M. WebbMarch 3, 2006

The Globe and MailA Boxer and Drug Baron's Unlikely AllianceBy Leonard Zehr and Paul WaldieMarch 2, 2006

The Globe and MailNew Legal Strategy: Show your Hand EarlyBy Jacquie McNishMarch 1, 2006

Houston ChronicleCorporate reform dead; SEC chief should resignBy Loren SteffyFebruary 28, 2006

The New York TimesClaiming Stock Manipulation, Biovail Sues Hedge FundBy Jenny AndersonFebruary 23, 2006

Biovail CorporationLawsuit filed in New Jersey Superior Court February 22, 2006

TheStreet.comTradeStation Caught Up in Shorting ProbeBy Matthew GoldsteinFebruary 20, 2006

New York PostNaked Shorting TargetedBy Roddy BoydFebruary 16, 2006

ReutersJPMorgan faces $2.2B Fraud Lawsuit over BondsFebruary 3, 2006

The Boston GlobeManipulation and Markets By Steven SyreJanuary 31, 2006

Canada StockWatchTSX-V's Global hears client Elgindy plead for leniencyBy Lee M. WebbJanuary 26, 2006

Bloomberg.netSilver Trader Armstrong Seeks to Get Out of Jail After 6 YearsBy David GlovinJanuary 24, 2006

The Philadelphia InquirerSuit blames hedge fund for shares' declineBy Todd MasonJanuary 18, 2006

Year 2005

Pending Settlement Announced in MJK Clearing LitigationMJK Clearing settlement motion.pdfDecember 21, 2005

Canada Stock WatchEntourage bows out of one bowser CMKM Diamonds dealby Lee M. WebbDecember 6, 2005

Canada Stock WatchCMKM Unveils Liquidating Master Planby Lee M. WebbNovember 7, 2005

Time Inc.Watch Out, They Bite!By Daniel KadlecNovember 6, 2005

Finfacts Ireland – Business & Finance PortalDeloitte's failed BCCI case against Bank of England cost £100 million; Multinational bank was "the largest case of organized crime in history"http://www.finfacts.com/irelandbusinessnews/publish/article_10003808.shtmlNovember 3, 2005

Canada Stock WatchCMKM and St. George get the Hookby Lee M. WebbOctober 31, 2005

The Financial ExpressPitfalls ahead in new SEBI ProposalBy Sucheta DalalOctober 24, 2005

New York PostLancer Lobby Loot TaleBy Christopher ByronOctober 24, 2005

Bankruptcy Creditors' Service, Inc.Refco Bankruptcy NewsOctober 19, 2005

The Toronto StarCharges laid in Hedge Fund ScandalBy James DawOctober 6, 2005

New York PostOvergrown HedgesBy Christopher Byron September 26, 2005
http://www.faulkingtruth.com/Congress Sells America ShortBy Mark FaulkSeptember 20, 2005

TheStreet.com Naked Truth Dressed to BaffleBy Kevin KelleherAugust 29, 2005

TheStreet.comNaked Before ByrneBy Kevin KelleherAugust 18, 2005

The Seattle TimesDrug researchers Leak Secrets to Wall StreetBy Luke Timmerman and David HeathAugust 7, 2005

Overstock.com sues Short-Seller Rocker PartnersAugust 11, 2005

New York PostSimmering SwindleBy Christopher ByronJuly 25, 2005

New York PostFaulty RegulatorBy Christopher ByronJune 27, 2005

United States Attorney's Office Former FBI Agent Pleads Guilty to Obstruction of JusticeJune 23, 2005

National Association of Securities Dealers, Inc.NASD Charges Scott W. Ryan with Impermissible Short SellingJune 13, 2005

Canada StockWatchCMKM tagged as an egregious violator By Lee M. WebbJune 6, 2005
National Association of Securities Dealers, Inc.Hedge Fund Manager Hilary Shane BarredMay 18, 2005

The Street.comRefco Faces SEC Charges in Short-Selling ProbeBy Matthew GoldsteinMay 17, 2005

New York PostThe Ionatron BombBy Christopher ByronMay 9, 2005

New York PostSpooky SituationBy Christopher Byron May 2, 2005

New York PostPenny Stock SpiesBy Christopher Byron April 25, 2005

Securities Exchange CommissionSEC Charges Former SG Cowen Managing Director with Insider Trading and FraudWashington, D.C., April 21, 2005http://www.sec.gov/news/press/2005-61.htm

Casinos, Markets and the Philosophy Of ManipulationCommentary by Bob O'BrienSunday, April 10, 2005

Fordham University Graduate School of BusinessShort Selling, Death Spiral Convertibles, and the Profitability of Stock ManipulationBy John D. FinnertyProfessor of FinanceMarch, 2005

South Florida Business JournalBrokerage tied to a top figure in mob caseBy Jim FreerMarch 31, 2005

The Motley FoolWho's Behind Naked Shorting?By Karl Thiel March 30, 2005

Washington Legal FoundationWhat's Up With The SEC?By Daniel J. Popeo, ChairmanMarch 28, 2005

The National Coalition Against Naked ShortingWindows Media Player http://tinyurl.com/5vq8yMarch 25, 2005--Check out this independent video news feature that includes amongst others, Dr. Patrick Byrne of Overstock.com, Dr. James Angel, one of the foremost authorities on the capital markets, and Bob O'Brien.

The Motley FoolThe Naked Truth on Illegal ShortingBy Karl Thiel March 24, 2005

New York PostToo Little, Too LateBy Christopher ByronMarch 14, 2005

U.S. Securities and Exchange CommissionCIBC Mellon Trust agrees to pay $6 Million for Fraudulent Schemehttp://www.sec.gov/litigation/litreleases/lr19081.htmFebruary 16, 2005

Samex Capital PartnersU.S. Stock Market Commentary on "Naked Short Selling"February 7, 2005

The Globe and Mail
U.S., Canadian Regulators Charge Trio of Hedge Fund ManagersBy Michael FlahertyFebruary 5, 2005

Associated PressJury Finds Elgindy Guilty of Fraud in Stock SchemeJanuary 24, 2005

New York PostNASD Scores in 'Crooklyn'By Paul TharpJanuary 14, 2005

National Association of Securities Dealers, Inc.NASD Panel Expels Yankee Financial for FraudJanuary 13, 2005

New York PostShame on the SECBy Christopher ByronJanuary 10, 2004

United States Department of JusticeFlorida Internet Stock Promoter Admits Securities FraudNewark, NJJanuary 5, 2005

Year 2004

New York PostFeds' Double TakeBy Christopher Byron December 20, 2004

Christianity TodayThe Fraudbusterhttp://www.christianitytoday.com/ct/2005/001/12.28.htmlBy Rob MollDecember 17, 2004

Securities & Exchange CommissionSEC, NASD Sanction Knight Securities $79 Million for FraudDecember 16, 2004

Triangle Business Journalhttp://triangle.bizjournals.comPenny stock tied to Local Fitness OutfitDecember 10, 2004

The New York PostWeill, Grubman Must Face SuiteBy Holly M. SandersDecember 4, 2004

University of New MexicoStrategic Delivery Failures in U.S. Equity marketsMs. Leslie BoniNovember 13, 2004

New York TimesJudge in Stock Adviser's Trial Bars Testimony on TerrorismBy Eric DashNovember 9, 2004

The New York PostFBI Agent Fed Stock Guru Risky InformationStaff ReporterNovember 5, 2004

The New York TimesStock Adviser, on Trial for Fraud, is Portrayed as a CrusaderBy Eric DashNovember 2, 2004

The New York TimesBroker who Aided U.S. Going to Trial for FraudBy Eric DashNovember 1, 2004

The New York PostTravelzoo's SkidooBy Christopher Byron October 18, 2004

The New York PostPink Sheets BlusterBy Christopher ByronOctober 11, 2004

The New York PostGagging the MarketBy Christopher Byron October 4, 2004

Canada StockWatchCMKM Diamonds mired in outstanding muddleBy Lee WebbOctober 1, 2004

http://www.thestreet.comHedge Fund Short-Sale Tactic Faces Uncertain FutureBy Matthew GoldsteinSeptember 16, 2004

BioWorld Financial Days of "Naked" Short Selling in Biotech Might be Numberedhttp://www.bioworld.com/By Randall Osborne, EditorAugust 30, 2004

The New York PostWall Street ScofflawsBy Christopher ByronAugust 23, 2004

The New York PostPink-Sheets StrumpetBy Christopher ByronAugust 16, 2004

The New York PostProsecution FumblesBy Christopher ByronAugust 2, 2004

National Association of Securities Dealers, Inc.NASD Bars scott Ryan, Expels Ryan & Company in Short Sale ProbeJuly 8, 2004

www.faulkingtruth.comWho's Looking out for You?By Mark FaulkJune 27, 2004

St. Louis Post DispatchRogue brokers resurface overseasBy Christopher Catey June 14, 2004

The New York PostPIPE Deals SmokingBy Christopher Byron June 1, 2004

The Cincinnati PostShort selling scheme hits from BerlinBy Jon Newberry May 29, 2004

The Financial TimesBerlin-Bremen listings abuse rulesBy Norma Cohen in LondonMay 14, 2004

www.financialwire.net DTCC Chief Spokesperson Denies Existence of LawsuitMay 11, 2004

Text of the Lawsuit betweenNanopierce technologies, Inc., a Nevada corporation; Stephen Seitz, an individual; and Jane Seitz, an individual,Plaintiffs,- against -The Depository Trust and Clearing Corporation; the Depository Trust Company;and the National Securities Clearing CorporationDefendants.April 29, 2004

Newsday, Inc.Bail yanked for Wall StreeterBy Anthony M. Destefano April 19, 2004

TheStreet.comLooking Out for Desperation Finance in PIPEs DealsBy Matthew GoldsteinApril, 9, 2004

Dow Jones NewswiresPenny-Stock Company Says SEC Harassing it for Speaking OutBy Judith BurnsMarch 19, 2004(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Dow Jones NewswiresNASD Asks SEC To OK Tougher Short Sale RulesBy Carol S. RemondMarch 18, 2004(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

The Financial TimesThe heat is on for funds' Pipe strategyby Jason HuemerMarch 15, 2004

National Association of Securities Dealers, Inc.NASD Charges Advantage Trading Group, Inc. and its Trade Desk Managerwith Creating False Trading Records to Mislead Investigationhttp://www.nasdr.com/news/pr2004/release_04_013.htmlMarch 8, 2004

National Association of Securities Dealers, IncNASD delays "Naked Short selling" help yet again!February 17, 2004

Canada StockWatchTSX -V firms Global, Union fail on shorting applicationFebruary 10, 2004

San Antonio Business JournalTwo San Antonio firms claim fraud stinging stockBy Mike W. ThomasFebruary 2, 2004

Dow Jones NewswiresNASD Tightens Short Selling/Delivery RuleCarol S. RemondJanuary 23, 2004(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Flashpoints News Radio, KPFA, Berkeley, USAEnron: The Anatomy of a Cover-UpA Former Republican Insider TalksDennis Bernstein's interview with Catherine Austin FittsJanuary 20, 2004

MoneySense.caOne way to clean up Canadian stock marketsby Larry MacDonaldJanuary 8, 2004

Year 2003

U.S. Securities and Exchange CommissionComments on Proposed Rule: Short SalesComments by Russell K. GodwinPresident, RGM Communications Inc.January 2, 2004
Year 2003

Canada StockWatchSEC bans WAMEX, Absolutefuture promoter DeTrano foreverby Brent MudryDecember 30, 2003

Canada StockWatchSEC short target, brother face criminal charges in Sedona caseby Brent MudryDecember 29, 2003

The Financial TimesLSE acts to solve Room Service short-selling scandalBy David Blackwell December 20, 2003

Dow Jones Newswires Criminal Charges Brought In Sedona Short-Sale CaseBy Judith Burns December 10, 2003 (The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Business WeekDon't Force The Shorts To Get Dressedby Gary WeissDecember 8, 2003

The Financial TimesFSA probes Room Service short-sellingBy Elizabeth Rigby December 6, 2003

The Financial TimesShares in scandal-hit Room Service to resume tradingBy Elizabeth RigbyDecember 3, 2003

The Globe and MailTougher stance urged on Securities FraudBy Patrick BrethourDecember 2, 2003

The Financial TimesHedge funds fight back against accusations of stock short-sellingBy Elizabeth Rigby November 29, 2003

The New York PostHedge Fund Field DayBy Christopher Byron November 10, 2003

San Francisco ChronicleDouble whammy in stock fraud case: Short sellers trash, then sue, Santa Clara tech firmBy Reynolds Holding, Chronicle Staff Writer November 9, 2003

The Financial PostSEC targets ex-CIBC Mellon staffer in Bogus Shares fraudBy Sean Silcoff October 25, 2003

Dow Jones NewswiresNew SEC Rule Could Curtail OTCBB ShortsellingBy Carol S. Remond October 23, 2003(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Canada StockWatchSEC known Kelly fraud trial results in hung juryby Mort Lucoff in Miami and Lee M. WebbOctober 16, 2003

Canada StockWatchSEC target Lancer featured in Kelly Bermuda Short trialBy Erik Schelzig in MiamiSeptember 25, 2003

Dow Jones NewswiresSEC Looking To Overhaul Short-Selling RulesBy Judith BurnsSeptember 24, 2003(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Canada StockWatchSEC target Lancer receiver files initial reportBy Lee M. WebbSeptember 11, 2003

The Street.ComFigure in GenesisIntermedia Scheme Pleads GuiltyBy Matthew GoldsteinSeptember 11, 2003

Canada StockWatchZi a personal favourite of SEC target Lancer leaderBy Lee M. WebbSeptember 8, 2003

Canada StockWatchZi short sellers zapped with forced buy-insBy Lee M. WebbSeptember 5, 2003

Canada StockWatchZi booster cops a plea in Operation Bermuda Short caseby Lee M. WebbAugust 22, 2003

The PIPEs Report - Painting The Tapeby Brett Goetschius
(As of December 14, 2005 the following articles have been removed from viewing at the request of PIPEs Report and DealFlow Media. To view the articles please go to the following web site http://www.dealflowmedia.com/)

Part #1 PIPE Players Accused of Global Stock SchemeJuly 1, 2003Part #2 Anatomy of a Naked Short SchemeJuly 15, 2003Part #3 Draining the Naked Shorting SwampAugust 1, 2003

Dow Jones/Associated PressDefendant pleads guilty in FBI insider trading caseJuly 16, 2003
New York PostThe Lancer PapersBy Christopher ByronJuly 14, 2003

Canada StockWatchSEC targets Lauer's Lancer in first big hedge fund caseBy Brent MudryJuly 11, 2003

Dow Jones NewswiresElgindy & 4 others charged again with Insider Trading and ExtortionBy Carol S. Remond June 30, 2003 (The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Canada StockWatchSEC files first suit in GenesisIntermedia debacleby Brent MudryJune 4, 2003

Investment Management DevelopmentsSEC Brings Enforcement Action for Manipulating Stock Prices Through Short Sales and Deceptive Covering PracticesBy Harry S. DavisWinter 2003 Edition

New York PostHedge Fund HijinksBy Christopher Byron April 14, 2003

Canada StockWatchSEC targets Chicago tout Frank Custableby Brent MudryApril 3, 2003

Canada StockWatchTSX member Global's client Elgindy noted in new chargeby Brent MudryMarch 25, 2003

Dow Jones NewswiresElgindy Case Broadened With New ArraignmentBy Carol S. Remond March 24, 2003 (The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Business WireFresh Del Monte Files Suit Charging Conspiracy to Extort MoneyMarch 19, 2003

The Financial TimesSEC widens probe into "death spiral" schemesBy John Labate in New YorkMarch 9 2003

Canada StockWatchSEC fines Rhino $1-million (U.S.) in Amro death spiralby Brent MudryFebruary 28, 2003

U.S. Securities and Exchange CommissionRhino Advisors and Thomas Badian get exposedhttp://www.sec.gov/litigation/complaints/comp18003.htmFebruary 26, 2003

New York TimesPenny-Stock Fraud, From Both Sides NowBy Diana B. HenriquesFebruary 16, 2003
Canada StockWatchHarry Bloomfield and ally Stuart Creggy get probation, fineby Brent MudryFebrurary 11, 2003
Canada StockWatchPacific International in new Mafia indictmentby Brent MudryFebruary 6, 2003

Red HerringThe Shell GameBy Christopher ByronJanuary 17, 2003

Red HerringNo Safe HavenBy Christopher Byron January 17, 2003

The New York TimesOnline Brokers Fined Millions In Fraud CaseBy David BarbozaJanuary 15, 2003

Dow Jones NewswiresSome Small Companies Get Physical To Fight ShortsBy Carol S. Remond January 14, 2003 (The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

New York PostOffshore MaelstromBy Christopher ByronJanuary 13, 2003

The Globe & MailOSC seeks to suspend all of Valentine's tradingBy Jacquie McNishJanuary 8, 2003

Year 2002

The Globe & MailDeutsche Bank, Nomura subsidiaries embroiled in lawsuitBy Karen HowlettDecember 23, 2002

Canada StockWatchValentine's offshore Lemmon flipsby Brent MudryDecember 20, 2002

Canada StockWatchChell Group's chairman nabbed in boiler room raidby Brent MudryDecember 18, 2002

Dow Jones NewswiresCanadian Regulators Review Naked Short SellingBy Carol S. Remond and Steve D. Jones December 11, 2002 (The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Investment NewsPrudential Securities new head's business associates under cloudby Bruce KellyDecember 11, 2002

The Globe & MailTrustee slaps former Thomson Kernaghan staff with suitBy Jacquie McNishDecember 11, 2002

Dow Jones Newswires Some Wall Street Firms to end Trade ProcessingBy Lynn Cowan and Cheryl Winokur MunkDecember 4, 2002(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

The Daily ReckoningThe Law of Accelerating Returnsby James DavidsonNovember 27, 2002

Canada StockWatchIDA bans, fines Kasman; one Rampart client (Jeffrey Ray Senger) still in jailby Brent MudryNovember 19, 2002

Globe & Mail, Report on BusinessGeneMax battles short sellersBy Peter Kennedy, VancouverJohn Saunders, TorontoNovember 18, 2002

Canada StockWatchTSX member Deutsche Bank in major penny stock scandalby Brent MudryNovember 14, 2002

Canada StockWatchSEC halts 800America, notorious con man CEO arrestedby Brent MudryNovember 14, 2002

NASDFiero Bros. expelled from NASD for Naked Short SellingNews ReleaseOctober 30, 2002
The Toronto Star/Canadian Business NewsmagazinePredator Or Prey?by Matthew McClearnOctober 28, 2002

Canadian Business NewsmagazineBlame Canadaby Mark BrownOctober 28, 2002

Canada StockWatchBCSC-aided SEC fines Maid Aide rigger $378,000 (U.S.)by Brent MudryOctober 21, 2002

Dow Jones NewswiresBrokerage Collapse hits Canadian Fund HardBy Steven D. JonesOctober 18, 2002(The above article has been removed from viewing at the request of Dow Jones Newswires. To view the article in its entirety please go to the following web site http://www.djnewswires.com/ )

Canada StockWatchBCSC target Pacific International served dastardly Davisby Brent MudryOctober 17, 2002

USA TODAYMighty Merrill Lynch bogs down in legal troublesby Thor ValdmanisOctober 10, 2002

Canada StockWatchBCSC paints Pacific International as a cornucopia of client crooksby Brent MudryOctober 9, 2002

Inside Wall Street Online Foul Play Among the UAL Shorts?By Gene Marcial October 8, 2002

Canada StockWatchInvestment Dealers Association court win underlines Supreme Court landmark caseby Brent MudryOctober 26, 2002

New York Daily NewsSpare me because of 9/11By Greg B. SmithSeptember 25th, 2002

Canada StockWatchBMO Nesbitt has quick deal on table in OSC's Lett caseby Brent MudrySeptember 19, 2002

Canada StockWatchOSC targets BMO Nesbitt Burns as prime bank fraud conduitby Brent MudrySeptember 18, 2002

The Globe & MailThe Rise and fall of broker Mark Valentineby Jacquie McNishJuly 8, 2002

New York Law JournalNASD Information Disclosure Lackingby Tamara LoomisJune 12, 2002
Year 2001

Hemispherx Biopharma vs. Manuel P. Asensio et alReport by Robert W. LowryRL Consulting ServicesLeesburg VAJanuary 31, 2001

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